FinVermV examinations

Risk minimization and confidence building through targeted FinVermV audits.

The Ordinance on Financial Investment Brokerage (FinVermV) ensures that financial service providers in Germany conduct their business in accordance with the highest standards. These regulations are crucial for the protection of investors and the integrity of the financial market. Regular and thorough FinVermV audits are essential to ensure compliance with these regulatory requirements and to reinforce the trust of your clients.

Wirtschaftsprüfungs- und Steuerberatungskanzlei Kabuth offers you a wide range of services to ensure compliance in your company and to protect you from potential legal consequences.

Compliance and building trust in the financial services sector.

Review of the consultation protocols

Our experts analyze your consulting protocols for completeness and compliance with legal requirements.

Control of information obligations

We ensure that all information obligations towards your customers are fulfilled correctly to guarantee transparency and trust.

Review of the organizational guidelines

Wirtschaftsprüfungs- und Steuerberatungskanzlei Kabuth checks your internal organizational guidelines for conformity with the FinVermV in order to minimize operational risks.

Evaluation of risk management processes

We evaluate your risk management processes to ensure that they meet the requirements of FinVermV.

Training and further education

Our offer also includes training for your team to keep them up to date with the latest regulatory developments.

Do you have any questions?

Get in touch now and secure advice that sets standards!

Navigate safely through the complex regulatory framework of financial investment brokerage with the professional services of the auditing and tax consulting firm Kabuth. Our expertise in FinVermV audits not only helps you to avoid regulatory sanctions, but also to strengthen the trust of your clients in the long term.

With us as your partner, you can rest assured that your business is built on a solid foundation of compliance and integrity.